Dissertation Summary

The conventional argument in the international relations and social-psychological literature maintains that states should employ an incremental, or step-by-step, approach to initiate conciliation with their adversaries. Decision-makers are cautioned against making large, costly conciliatory gestures since they denote weakness, embolden rivals, and expose them to political pressure. Given these risks, it is puzzling why some leaders undertake bold conciliatory gestures when smaller, less radical avenues exist to engage rivals.  My dissertation applies theories and approaches from political psychology to examine why, and the conditions under which, decision-makers extend these types of olive branches in international relations. I employ a least-similar cases research design and select several rivalries – Egypt-Israel (1973-1979), the U.S.-the Soviet Union (1985-1988), and India-Pakistan (1998-2004) – to examine these questions. I found that Egyptian President Anwar Sadat, Soviet General Secretary Mikhail Gorbachev, and Indian Prime Minister Atal Behari Vajpayee undertook bold moves when they confronted strong, hawkish governments; when they found the rivalry costly to sustain; and when negotiations reached a deadlock. In each case, the leaders were personally involved in shaping and deciding on these initiatives since they were disillusioned with either their foreign policy bureaucracy or with third-party intermediaries. Showing considerable empathy, they were motivated to undertake such gestures to mitigate their rivals’ insecurity and remove the psychological barriers such as fear and mistrust that, they believed, had stalemated negotiations.

Book Project

The premise for my book project originates from my dissertation, in which I studied  Sadat’s, Gorbachev’s, and Vajpayee’s motivations to undertake bold gestures.  I am presently expanding on this foundation I have already laid to explore how receivers, or targets, perceive these signals and more generally, ascertain what short and long-term effects bold gestures have on the rivalry dyad.